Head of Compliance, Investment Management (UCIT funds knowledge mandatory)

Job details

Location: Singapore
Job Type: Permanent
Reference: BS/SS/HOCIM/1401C
Posted: over 2 years ago
Consultant: Samuel Shim
Consultant Email: email Samuel
Consultant Phone:

Job description

Job Summary

We are exclusively representing our client, an established Investment Manager with a strong presence in Asia, to hire a Head of Compliance to lead their team in Singapore.

As this is a confidential mandate, please contact Samuel Shim at 6950 0385 or for a confidential discussion.


Job Description

This position will manage and oversee all compliance, regulatory and risk to ensure that the company’s investment activities are conducted in accordance with MAS and other regulatory/contractual obligations.

As the senior member of the team, you will be the primary liaison with regulators, and oversee all aspects of compliance including: licensing/registration, compliance reviews and testing, regulatory advisory and filings, etc.

To qualify, individuals must possess:

  • University degree
  • Minimum of 15 years of relevant experience
  • MUST have worked in Fund Management / Asset Management / UCIT / Mutual Funds
  • Experience managing a small team

Please contact Samuel Shim at +65 6950 0385 or for a confidential discussion.

EA License No: 16S8066 | Registration No. R1873099

This job has expired!