Charterhouse is supporting a Reputable Private Bank to source for a Client Review AVP. Seated within the business team, the incumbent will conduct regular reviews of existing end clients and financial intermediaries and advise the front office on addressing alerts and investigations related to suspicious activities.
You will be tasked to independently and comprehensively reviewing client information, conducting plausibility checks, corroborating sources of wealth and funds, and addressing identified gaps.
You will also be responsible in providing guidance to front office and team colleagues on ongoing client monitoring and reviews, including addressing deficiencies in KYC information and corroborating documents.
You will be required to address gaps or red flags in the source of wealth uncovered during periodic reviews and managing alerts stemming from the periodic screening of the bank's customer database.
You will implement controls, including enhancements to systems and processes, to meet current and future requirements in a dynamic regulatory environment and evolving AML landscape, adhering to industry best practices.
To qualify for the role, you should have
Minimum of 4 years of experience in AML/KYC within the client review function in a private banking environment.
Knowledgeable and attuned to risks associated with private banking clients, including Politically Exposed Persons (PEP), Sanctions, and reputational risks.
Familiarity with regulations, including MAS, HKMA, and other intergovernmental/non-governmental organizations such as FATF/Wolfsberg.
Please contact Xuan Kwok at XuanK@charterhouse.com.sg for a confidential discussion.
EA License no: 16S8066 | Reg no.: R1433611
Only successful candidates will be notified.