Charterhouse is supporting a Private Bank to source for a Compliance Officer. Reporting to the Head of AML, the incumbent will take ownership in reviewing client onboarding documents and performing source of wealth assessments.
You will take on a primary role in KYC and client onboarding while providing training and advise to the business on these topics. You will be tasked to identify and address control weaknesses through ongoing reviews and monitoring of the AML/S/CFT/ABC control framework from both group and local regulatory perspectives.
Conducting regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework, covering aspects such as client acceptance, periodic review processes, transaction monitoring, payment filtering, client screening clearance, timely STR filing, and maintenance of registers, business activities, processes, enterprise-wide risk assessment, and high-risk transactions reviews.
You should be able to independently and comprehensively reviewing client information, conducting plausibility checks, corroborating sources of wealth and funds, and addressing identified gaps.
To qualify for the role, you should have
Min. 5 years of relevant experience in general compliance and financial crime compliance, preferably in a private bank. Familiarity with Greater China market is preferred.
A keen interest to learn and perform general compliance matters;
Good interactive, communication and writing skills;
Able to provide alternative solutions to business;
Please contact Xuan Kwok at XuanK@charterhouse.com.sg for a confidential discussion
EA License no: 16S8066 | Reg no.: R1433611
Only successful candidates will be notified.