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Compliance Specialist (FI & Non FI, KYC / AML)

Job details

Location: Singapore
Job Type: Permanent
Discipline:
Reference: BF/XK/CSFINFIKYCAML/25052023C
Posted: 10 months ago
Consultant: Xuan Kwok
Consultant Email: email Xuan
Consultant Phone: +65 6950 0354

Job description

​Charterhouse Partnership have been instructed by a Brokerage Firm to source for a CDD Analyst. You will assess each client Onboarding scenario and provide onboarding advise to brokers.

RESPONSIBILTIES:

You will apply the appropriate level of Customer Due Diligence to ensure complete documentation and ensure the group meets its obligations under relevant AML regulations and guidance. You will also be responsible to identify and escalate any risks or control weaknesses in Onboarding process, work/low systems and controls and suggest possible solutions and keep abreast of regulatory and legal initiatives, highlighting significant AML/KYC/sanctions compliance issues and advising on implications of changes in regulation to the Onboarding process.

REQUIREMENTS:

To be qualified for this opportunity, you will be a degree educated professional with min. 2 years of relevant client onboarding experience, which can be obtained from any Financial Institutions. You must possess a good understanding of AML/KYC documentation requirements and the structure of trading counterparts.

For more information on this opportunity, please reach out to Xuan Kwok at XuanK@charterhouse.com.sg or call 6950 0354 for a confidential chat.

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.

This job has expired!

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