Regulatory Compliance Manager (Financial Institution)

Job details

Location: Singapore
Job Type: Permanent
Reference: BF/XK/RCMFI/06112023C
Posted: 7 months ago
Consultant: Xuan Kwok
Consultant Email: email Xuan
Consultant Phone: +65 6950 0354

Job description

​Charterhouse Partnership are supporting a reputable Financial Institution to source for a Regulatory Compliance Manager, this incumbent will assist to drive and implement the Compliance Risk Management Framework and compliance requirements within the Group.


Reporting to the VP of Regulatory Compliance, you will provide advisory on regulatory requirements to business units and be involved in new compliance initiatives/ projects.

You will be required to access the impact of new/ revised regulatory updates and conduct impact and gap analysis on these updates and partner with Business Units on the implementation.

You take ownership in reviewing products/marketing materials to ensure compliance with regulatory/industry requirements and company’s policies and conduct risk-based compliance assurance reviews on business processes to identify gaps, escalate issues/risks promptly and work with business units to implement timely remedial actions


To be qualified for this position, you should have a Degree and at least 6 years of experience in regulatory compliance. In depth knowledge of MAS/LIA/GIA notices, guidelines and other regulatory requirements will be advantageous and acts as a resource for colleagues with less experience in regulatory compliance

Please contact Xuan Kwok at +65 6950 0354 or for a confidential discussion.

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.

This job has expired!