Regulatory Compliance Manager (Financial Institution)

Job description

​Charterhouse Partnership are supporting a reputable Financial Institution to source for a Regulatory Compliance Manager, this incumbent will assist to drive and implement the Compliance Risk Management Framework and compliance requirements within the Group.

RESPONSIBILITIES:

Reporting to the VP of Regulatory Compliance, you will provide advisory on regulatory requirements to business units and be involved in new compliance initiatives/ projects.

You will be required to access the impact of new/ revised regulatory updates and conduct impact and gap analysis on these updates and partner with Business Units on the implementation.

You take ownership in reviewing products/marketing materials to ensure compliance with regulatory/industry requirements and company’s policies and conduct risk-based compliance assurance reviews on business processes to identify gaps, escalate issues/risks promptly and work with business units to implement timely remedial actions

REQUIREMENTS:

To be qualified for this position, you should have a Degree and at least 6 years of experience in regulatory compliance. In depth knowledge of MAS/LIA/GIA notices, guidelines and other regulatory requirements will be advantageous and acts as a resource for colleagues with less experience in regulatory compliance

Please contact Xuan Kwok at +65 6950 0354 or XuanK@charterhouse.com.sg for a confidential discussion.

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.