Charterhouse Partnership is partnering with a Global Corporate Investment Bank to source for a Compliance Assurance VP. Reporting to the Head of Compliance Assurance, the incumbent will carry out local and regional second-tier controls as outlined in the annual Compliance Risk Assessment.
Working closely with the Head of Assurance, you will contribute to the yearly Risk Control Self-Assessment by considering the outcomes of second-level controls. You will be tasked to define the testing plan for second-level assessment reviews and evaluate the processes and the overall control framework designed to mitigate compliance risks and detect any control deficiencies.
You will be responsible in appraising the design and execution of existing controls, aligning them with Bank standards and methodology to pinpoint any weaknesses.
You will take ownership in ensure consistency in identifying risks, control checklists, and control performance across the region while maintaining minimum standards.
You will also contribute to the review and enhancement of methodology documents for the Control Checklist list and identify potential applications of data analytics and artificial intelligence in executing second-level control tasks.
Possess a bachelor’s degree in with a minimum of 6 years of assurance/ audit/ governance experience
Good knowledge of capital markets products/processes will be advantageous.
Excellent written and verbal communication skills in English.
Proactive and highly motivated, with the ability to handle challenging situations with maturity.
For more information on the above position, or to discuss the compliance market in general, please send your CV to Xuan Kwok at XuanK@charterhouse.com.sg or call 6950 0354 for a confidential discussion.
EA License no: 16S8066 | Reg no.: R1433611
Only successful candidates will be notified.