Compliance Surveillance AVP / VP (Investment Bank)

Job details

Location: Singapore
Job Type: Permanent
Reference: BF/XK/CSAVPVPIB/09062023C
Posted: 4 months ago
Consultant: Xuan Kwok
Consultant Email: email Xuan
Consultant Phone: +65 6950 0354

Job description

​Charterhouse Partnership is currently sourcing for a Surveillance VP for an Investment Bank. This is a new headcount within the team, reporting to the Head of Surveillance, you assist the Head of Surveillance with the successful Communication and Trade e-surveillance programme delivery, as well as contribute to the day-to-day management of Surveillance.


You will be tasked to perform monitoring of transactions and communications to identify potential instances of market abuse and ensure adherence to established procedures and frameworks during surveillance activities, following escalation processes and promptly resolving any identified issues.

You take ownership in overseeing and actively participate in projects related to Trade and Communication Surveillance. As a Senior Hire within the team, you will provide guidance and support to junior team members.

You will also assist in addressing audit inquiries and handling ad hoc regulatory requests and collaborate with Compliance personnel to promptly investigate matters as required.


  • At least 8 years of experience in Compliance role, with 3-5 years’ experience on trade and communication surveillance.

  • Knowledge of local and global regulatory requirements and industry standard around market abuse surveillance.

  • Good product knowledge across asset classes. Experience on Fixed Income and FX products is preferred.

  • Familiarity with trade/ communication surveillance tools (e.g.: SMARTS, Trading Hub, BBG Vault, etc.)

  • Proactive and able to work independently.

For more information on the above position, or to discuss the compliance market in general, please send your CV to Xuan Kwok at or call 6950 0354 for a confidential discussion.

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.

This job has expired!

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