Regulatory Compliance Analyst (Investment Banking, Contract)

Job description

​Charterhouse Partnership is currently sourcing for a Regulatory Compliance Analyst for an Investment Bank. Reporting to the Head of Central Compliance, you will provide regulatory advice to the business and assist in the maintaining regulatory compliance policies and framework.

Responsibilities:

The current role involves supporting the Company in adhering to relevant laws, regulations, and internal policies. Responsibilities include recognizing, evaluating, and incorporating regulatory changes affecting the organization. The incumbent will participate in audit-related activities, collaborate with internal and external auditors, and oversee the preparation and submission of regulatory reports.

Additionally, the position involves contributing to the Compliance Review Program and handling Control Room matters to guarantee that internal departments align with established rules, policies, and procedures. The incumbent will offer prompt and high-quality advisory assistance to internal stakeholders, examining products and services, new business initiatives, and licensing requirements.

Requirements:

• Degree or professional qualification in accounting, business, law or related field.

• Minimum 1 years’ of compliance experience in Banking, or audit sector.

• Good communication skills with ability to positively influence others.

• Open to consider candidates with relevant internship experience

For more information on the above position, or to discuss the compliance market in general, please send your CV to Xuan Kwok at XuanK@charterhouse.com.sg or call 6950 0354 for a confidential discussion.

*No visa sponsorship*

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.