APAC Asset Manager – Investment Compliance – AVP/VP/DIR

Job details

Location: Singapore
Job Type: Permanent
Posted: about 3 years ago
Consultant: Samuel Shim
Consultant Email: email Samuel
Consultant Phone:

Job description

My client is an Asset Manager (USD $200bn+) who is establishing a new compliance team in Singapore.

This is an exclusive mandate for a newly established team!

This is an opportunity for existing Trade/Market Surveillance Officers to expand their knowledge in different financial products while utilizing voice and e-communication surveillance software.

Supporting the Markets Surveillance Team, you will be the 2nd line compliance advisory for any SMART/NICE trading alerts to detect any market misconduct. You will analyse a variety of product trades and conduct investigations utilizing e-communication and voice communication software. 

You may also be required to provide training to the off-shore surveillance team.

To qualify, individuals must possess:

  • University degree
  • 3-5+ years of experience in trade surveillance
  • Strong trade surveillance product knowledge in at least 1 of the following: Equity, Fixed Income, Foreign Exchange, Interest Rate, Swaps, Structured Products, etc.
  • Must have excellent attention to detail and an investigative mind set
  • Strong communication skills

EA License No: 16S8066 | Registration No. R1873099

Only successful candidates will be notified.


This job has expired!