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Banking & Financial Services

Compliance AVP (Asset Management)

Job details

Location: Singapore
Job Type: Permanent
Discipline:
Reference: BF/XK/CAVPAM/27052024C
Posted: 19 days ago
Consultant: Xuan Kwok
Consultant Email: email Xuan
Consultant Phone: +65 6950 0354

Job description

​Charterhouse is currently partnering with a global asset manager to fill a position responsible for overseeing compliance matters in the Singapore office. The incumbent will collaborate closely with the global compliance team to develop and implement compliance frameworks across Asia.

RESPONSIBILITIES:

Reporting to the Asia Head of Compliance, the incumbent will develop and implement compliance policies and procedures. You will serve as the subject matter expert on regulatory matters, supporting business units on group policies and compliance monitoring activities and initiatives.

Your responsibilities will include conducting a risk-based compliance monitoring program and tracking regulatory developments to ensure timely implementation of changes in regulations and compliance policies.

Additionally, you will support transactional due diligence and conduct investigations on flagged transactions.

You will also take ownership of developing and providing compliance training to employees, aiming to raise awareness and ensure they stay updated with industry trends and regulatory changes

REQUIREMENTS:

  • Possess a Bachelor's degree in with a minimum of 5 years of regulatory compliance experience in asset management/ financial services organization

  • Ability to interpret and communicate laws, rules, and regulations effectively to ensure operational compliance within the business lines.

  • Excellent written and verbal communication skills in English.

  • Proactive and highly motivated, with the ability to handle challenging situations with maturity.

For more information on the above position, or to discuss the compliance market in general, please reach out to or send your CV to Xuan Kwok at XuanK@charterhouse.com.sg or call 6950 0354 for a confidential discussion.

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.

*Singaporeans only*