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Market Trade Surveillance & Investigation Officer – Associate/AVP

Job details

Location:
Job Type: Permanent
Discipline:
Reference: BF/SS/MTSIOAAVP/030818C
Posted: over 5 years ago
Consultant: Samuel Shim
Consultant Email: email Samuel
Consultant Phone:

Job description

My client is a foreign bank with a growing presence in APAC. They are looking to hire an experienced Surveillance Compliance Officer to join their team in Singapore.

This is an opportunity for existing Trade/Market Surveillance Officers to expand their knowledge in financial products while utilizing voice and e-communication surveillance software.

Supporting the Markets Surveillance Team, you will be the 2nd line compliance advisory for any SMART/NICE trading alerts to detect any market misconduct. You will analyse a variety of product trades and conduct investigations utilizing e-communication and voice communication software. 

You may also be required to provide training to the off-shore surveillance team.

To qualify, individuals must possess:

  • University degree
  • 3+ years of experience in trade surveillance
  • Must have excellent attention to detail and an investigative mind set
  • Trade surveillance product expertise in at least 1 of the following: Equity, Fixed Income, Foreign Exchange, Interest Rate, Swaps, Structured Products, etc.

EA License No: 16S8066 | Registration No. R1873099

Only successful candidates will be notified.

 

This job has expired!