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Regulatory Compliance Manager, Investment Management

Job details

Location: Singapore
Job Type: Permanent
Discipline:
Reference: BF/SS/RCMIM/200219C
Posted: 6 months ago
Consultant: Samuel Shim
Consultant Email: email Samuel
Consultant Phone: +65 6950 0385

Job description

My client is an established Investment Manager with a strong presence in Asia. They are looking to hire an experienced Regulatory Compliance Manager to join their team in Singapore.

Reporting to the Deputy Head of Compliance, you will take responsibility in ensuring that the business is conducted in accordance with MAS and other regulatory bodies, and ensure that group policies and industry best practise standards are effectively implemented.

You will keep track of regulatory developments, any changes, and advise businesses on its impacts. You will also manage the compliance monitoring program.

As a senior member in the team, you will conduct ongoing monitoring of compliance guidelines, AML, cross boarder activities, and also conduct compliance reviews within the business.

To qualify, individuals must possess:

  • Bachelor qualified
  • Minimum 6 years of relevant experience
  • MUST have a strong Regulatory Compliance background
  • Client is open to Banking Regulatory Compliance
  • Exposure to BA/SFA/FAA
  • Excellent communication skills
  • Strong analytical skills and ability to work independently and in a team


Please contact Samuel Shim at +65 6950 0385 at samuels@charterhouse.com.sg for a confidential discussion.

EA License No: 16S8066 | Registration No. R1873099

 

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