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Senior Regulatory Compliance Manager, Asset Management

Job details

Location: Singapore
Job Type: Permanent
Discipline:
Reference: BF/SS/SRCMAM/130819C
Posted: 4 months ago
Consultant: Samuel Shim
Consultant Email: email Samuel
Consultant Phone:

Job description

*Newly created head count*

This is a brand new role that was created on 18 July 2019. My client is an established Asset Manager (USD $200bn+) looking to hire a Senior Regulatory Compliance Manager to join their team in Singapore.

Reporting to the Head of Compliance, you will take responsibility in ensuring that the organization is conducted in accordance with MAS and other regulatory bodies. This role is critical in ensuring that group policies and industry best practices are effectively implemented.

You will be responsible for keeping track of regulatory developments and changes while advising businesses on impacts, and also manage the compliance risk assessment program.

As the senior member of the team, you will lead by example, advise on various regulations pertaining to (but not limited to): licensing, outsourcing, conduct, fund management reporting, AML/CFT, PDPA, GDPR, MiFID 2, etc.

To qualify, individuals must possess:

  • Bachelor qualified
  • Minimum 8 years of relevant experience
  • Regulatory Compliance background
  • MUST have worked in Fund / Asset / Investment Management
  • Strong Securities and Futures Act, and Financial Advisors Act knowledge
  • Excellent communication skills
  • Strong analytical skills and ability to work independently/in a team

Please contact Samuel Shim at +65 6950 0385 at samuels@charterhouse.com.sg for a confidential discussion.

EA License No: 16S8066 | Registration No. R1873099

 

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